Authorisation/Sign-Off Levels:
Quantitative Information:
• Drive process efficiencies while maintaining strong compliance and risk standards.
• Optimise resources and manage operational volumes within risk appetite.
• Oversee end to end alert monitoring and transaction reporting with robust operational controls.
• Deliver effective management reporting to support decision making.
• Embed continuous improvement initiatives in a way that are adopted and sustained.
• Enhance customer service and customer (internal/external) satisfaction.
• Demonstrate strong risk culture through adherence to Rabobank policies, procedures, and values.
• Effective management reporting. Policy and Decision-Making Freedom:
• In-line with operational procedures and work instructions and grade.
Key Relationships:
Internal
• FEC Operations teams
• Financial Crime Compliance (Line 2)
• Operational Risk
• Internal Audit
• Senior Management
External
• Vendors and service providers (as relevant to governance activities)
Key Performance Indicators (KPIs):
• All sanctions related alerts within one (1) business day.
• AML/ CTF alerts within three (3) business days for onboarding, and 10 business days for ongoing.
• All transaction reporting within 10 business days.
• All sanctions exposure assessments within five (5) business days.
