Imagine going to work every day knowing that you are contributing to the success of an organization of almost 300 years and was recently named the best private bank in the Netherlands, where tradition and innovation go hand in hand, and where your ideas and efforts can truly make a difference. Van Lanschot Kempen combines a private bank, investment manager, and investment bank in one and distinguishes itself with knowledge, experience, and a client-oriented approach.
Working at Van Lanschot Kempen means developing skills, taking your career to the next level, and collaborating with talented and driven professionals to shape your own future.
At Van Lanschot Kempen, our Compliance Financial Crime team is dedicated to safeguarding our organization and clients from financial crimes. We develop, implement, and uphold policies and procedures to prevent financial crime, such as money laundering, terrorist financing, corruption, sanctions, tax integrity and market abuse. The team is closely connected with all levels of the organization, works closely with stakeholders and participates in various risk committees.
For our Financial Crime Team, we are looking for a Compliance Officer with 2 - 5 years of work experience in Market Abuse Monitoring and Personal Account Dealing.
We are seeking a Compliance Officer with expertise in Market Abuse Monitoring and Personal Account Dealing. Together with a senior colleague, you are responsible for the market abuse surveillance and in that role you are a contact person for the organization.
Responsibilities:
- Assessing alerts and signals from the first line in the area of Market Abuse and following up on the resulting actions.
- Evaluating Personal Account Dealing requests from employees of VLK.
- Providing education and training for employees in the area of Market Abuse Monitoring and Personal Account Dealing.
- Advice on controls related to the risk control framework of Market Abuse Monitoring and Personal Account Dealing.
- Oversee the translate of (changes in) laws and regulations in the area of Market Abuse and Personal Account Dealing into guidance and work instructions.
- Acting as a contact person for colleagues within both Compliance and the rest of the organization in the area of Market Abuse Monitoring and Personal Account Dealing.
